Please see below for an end of the week regulatory and legislative update. We will continue to actively monitor the activities of the regulators over the coming weeks and will send out updates when appropriate. As always, please let us know if you have any questions.

Looking Forward

SEC EMAC Meeting: The SEC will host its first Equity Market Structure Advisory Committee (EMAC) meeting on May 13. The meeting will focus on Rule 611 of SEC Regulation NMS, known as the “Order Protection Rule” or “Trade-through Rule.”

Please click on the link below to read the full update.

DELTA STRATEGY GROUP UPDATE